Investor Disclosure
REGULUS FINANCIAL GROUP, LLC DISCLOSURES
REGAL INVESTMENT ADVISORS, LLC DISCLOSURES
LIONSHARE INFORMATION
LionShare is a “DBA’ (Doing Business As) for Regal Investment Advisors, LLC a SEC Registered Investment Advisor. Registration with the SEC does not imply any level of skill or training. LionShare is affiliated with Regal Investment Advisors, LLC, a subsidiary of Regal Holdings of America, LLC.
This DBA is used by the Portfolio Management team within Regal Investment Advisors, LLC.
For more information, please visit the LionShare website.
REGAL FINANCIAL GROUP INFORMATION
Regal Financial Group is a “DBA’ (Doing Business As) offering securities through Regulus Financial Group, LLC, member FINRA/SIPC and advisory services through Regal Investment Advisors, LLC. Regal Financial Group, Regulus Financial Group, LLC, and Regal Investment Advisors are all affiliated entities, and are subsidiaries of Regal Holdings of America, Inc.
This DBA is used by representatives registered with Regulus Financial Group, LLC and/or Regal Investment Advisors, LLC to market and conduct business.
For more information, please visit the Regal Financial Group website.
REGAL HOLDINGS OF AMERICA, LLC COMPANY INFORMATION
Regal Holdings of America, LLC is the parent company of Regal Financial Group, Regulus Financial Group, LLC, Regal Charitable, and Regal Investment Advisors, LLC.
Regal Holdings of America, LLC, Regal Financial Group, Regulus Financial Group, Regal Investment Advisors, Regal Charitable and LionShare are affiliated entities.
REGAL INVESTMENT ADVISORS, LLC DISCLOSURES
Privacy Notice
Regal Holdings of America, LLC and its affiliate’s view protecting private information regarding its clients and potential clients as a top priority. Pursuant to the requirements of the Gramm-Leach-Bliley Act (the “GLBA”) and guidelines established by the Securities Exchange Commission regarding the Privacy of Consumer Financial Information (Regulation S-P), the Company has instituted policies and procedures in an effort to ensure that such non-public private information is kept private and secure. This notice outlines how Regal Holdings and its Associated Persons are allowed to use the confidential personal information collected in connection with its advisory activities.
